ASIC maintains several professional finance registers. these can be searched by family or organisation name or licence number.
Registers Include:
- Australian Financial Services Licensee
- Australian Financial Services Authorised Representative
- Registered Auditor
- Official Liquidator
- Registered Liquidator
- Credit Registered Person
- Credit Representative
- Credit Licensee
There are also a number of Pre-FSR Registers including:
- Futures Broker
- Futures Adviser
- Investment Adviser
- Securities Dealer
- Life Insurance Broker
- General Insurance Broker
- Foreign Insurance Agent
- Futures Representative
- Securities Representative
Results may also be filtered by choosing the current status of a licence holder. Options include selections such as current, ceased and suspended.
A search of the Finance Registers will provide results including name, number, type, status and address. Selecting a listing will provide commencement dates, ABN and additional details.
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