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ASIC maintains several professional finance registers. these can be searched by family or organisation name or licence number.

Registers Include:

  • Australian Financial Services Licensee
  • Australian Financial Services Authorised Representative
  • Registered Auditor
  • Official Liquidator
  • Registered Liquidator
  • Credit Registered Person
  • Credit Representative
  • Credit Licensee

There are also a number of Pre-FSR Registers including:

  • Futures Broker
  • Futures Adviser
  • Investment Adviser
  • Securities Dealer
  • Life Insurance Broker
  • General Insurance Broker
  • Foreign Insurance Agent
  • Futures Representative
  • Securities Representative

Results may also be filtered by choosing the current status of a licence holder. Options include selections such as current, ceased and suspended.

A search of the Finance Registers will provide results including name, number, type, status and address. Selecting a listing will provide commencement dates, ABN and additional details.

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